QUESTIONS__ANSWERS_RFQ_SECHQ114Q0074

Published: 04/04/2014

Description

RFQ# SECHQ114Q0074 Amendment 0001 Question #1 - a) The wording below found in the combined synopsis refers to FINRA rule 1120. I couldn’t find FINRA rule 1120 listed anywhere in the SOW. b) The SEC also listed firm element on their pricing schedule...

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